Mid-Level, Senior
VP, APAC Regional Sanctions Compliance Officer
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Perform analysis, liaise with Business Lines, KYC Team and other relevant departments to provide, in a timely manner, Sanctions compliance opinions in relation to I. Proposed transactions (including trade finance transactions, syndicated loans, debt issuances etc.); and ii. Onboardings, regular and trigger event reviews of customers.
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Provide advice in relation to the inclusion of S&E related compliance clauses in legal documentation.
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Timely clearance of Sanctions related alerts, including but not limited to transactional and referential sanctions screening alerts.
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Review customer files and transactions escalated by local Compliance teams in the region, and where applicable further escalate such cases to Group Sanctions Compliance.
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Work with Business Lines, KYC Team and support functions to implement the relevant policies and procedures related to sanctions compliance framework, including performing regular reviews of S&E related policies and procedures.
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Maintain a solid knowledge of EU/US/UN/HK sanctions regulations; ensure up-to-date knowledge on regulatory trends, sanctions and trade-based money laundering typologies, market practices and standards.
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Contribute to the training of the Business Lines on Sanctions related matters and providing advisory support to them to identify, manage, and mitigate Sanctions and Embargoes related risks.
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Contribute to the production and reporting of S&E related Management Information (KRI/KPI).
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Interact and collaborate with other teams at a local level (including AML/KYC, Regulatory, Transformation, COO teams) and at the Group level (Norms and Procedures, Oversight, Incidents teams) as well as FCU teams from other regions.
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Contribute to the development of the Sanctions Compliance framework within the Group and to enhance working methodologies (sharing best practices, promoting consistency in analytical approaches, etc.)
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Undertake ad hoc projects as assigned by the APAC Regional Head of Sanctions.
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Supporting the APAC Regional Head of Sanctions in the oversight and management of all S&E related matters.
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