Entry Level
TRAINEE: Trade Surveillance
-
Assist in real-time monitoring of trading transactions to identify potential market abuse or suspicious activities, ensuring timely intervention.
-
Conduct preliminary investigations into flagged trades and communications, documenting findings and preparing reports for different stakeholders, namely global trade surveillance, local compliance, and senior management.
-
Utilize trade surveillance tools to analyze trading patterns, identifying potential instances of insider dealing, ramping, wash trading, and spoofing.
-
Collaborate with senior compliance officers to address identified issues and participate in team discussions to analyze and interpret surveillance findings.
-
Maintain accurate and detailed records of surveillance activities and investigations in accordance with internal policies and regulatory requirements.
-
Provide appropriate proposals for the design and enhancement of CMS monitoring processes and surveillance controls.
-
Support the management and delivery of daily/weekly/monthly/quarterly reports on trading activity, remediation, compliance metrics, and surveillance findings.
-
Assist in data management and reconciliation processes related to trade surveillance.
-
Take ownership of reporting and monitoring tools, ensuring timely delivery of trade surveillance metrics and insights.
-
Engage in transversal projects with various stakeholders to enhance information sharing and teamwork across the business unit and region.
Sign up to apply and find out right away if you're a fit.
Is this role right for you?
Your agent will tell you — in seconds.
Sign up and I'll tell you right away how well Société Générale matches you — what you already have, and what's missing. Then I stay on it: I search for you and only write when I find something worth your time.